Continuing Nursing Education (CNE)
1.2 Contact Hours
1. Differentiate nurse staffing methods and models.
2. Identify the roles of nursing associations, regulations, and legislation in staffing.
3. Describe the direct-care nurse’s role in staffing.
The author receives royalties from the sales of her book The Nurse Manager’s Guide to Innovative Staffing. The planners of this CNE activity have disclosed no relevant financial relationships with any commercial companies pertaining to this activity. See the last page of the article to learn how to earn CNE credit.
Even in the best-run healthcare organizations, staffing and scheduling are complex issues. Research from the last 2 decades supports the importance of adequate registered nurse (RN) staffing in achieving good patient outcomes, safety, and satisfaction. Better RN staffing levels have been shown to reduce patient mortality, enhance outcomes, and improve nurse satisfaction. One study found that for each additional patient assigned to a given nurse, the patient has a 7% increase in the likelihood of dying within 30 days of admission and a 7% increase of failure to rescue.
Yet despite the abundant research, safe and appropriate nurse staffing remains one of the toughest problems for hospitals to manage. This article discusses the components of staffing and explains how direct-care RNs can affect staffing in their units and organizations. All direct-care RNs should have a basic understanding of staffing processes and related terms, know how their unit and organization perform these functions, and be actively involved in unit staffing.
Like many nurses, you may be saying to yourself, “But I’m just a nurse.” You may think you lack the knowledge, influence, or formal power to do much about staffing.
In fact, nurses have a professional duty to be knowledgeable about staffing as part of their responsibility to patients. Although nurse managers and other leaders may be accountable to their organization for nurse staffing, all nurses are accountable to their patients and the profession.
The American Nurses Association’s (ANA) Nursing’s Social Policy Statement speaks to one’s commitment as a professional nurse: “Nurses, as members of a knowledge-based health profession and as licensed healthcare professionals, must answer to patients, nursing employers, the board of nursing, and the civil and criminal court system when the quality of patient care provided is compromised or when allegations of unprofessional, unethical, illegal, unacceptable or inappropriate nursing conduct, actions, or responses arise.”
Differentiating staffing and scheduling
Although the terms staffing and scheduling frequently are used interchangeably, they’re not the same thing. ANA’s Principles of Nurse Staffing defines appropriate staffing as “a match of registered nurse expertise with the needs of the recipient of nursing care services in the context of the practice setting and situation. The provision of appropriate nurse staffing is necessary to reach safe, quality outcomes; it is achieved by dynamic, multifaceted decision making processes that must take into account a wide range of variables.”
Staffing typically is a day-of-operations function in which designated persons assess and determine the shift-to-shift ratio of nurses to patients to ensure adequate staffing on each shift and unit. Typically, staffing processes don’t look further than 24 hours in advance of the shift, or 48 hours for a weekend or holiday.
Staffing may be centralized or decentralized.
- With centralized staffing, one department is responsible for staffing all units, including call-in staff, call-off staff, and float staff.
- With decentralized staffing, unit leaders (charge nurses or managers/directors) determine the level of staffing needed before and during the shift, based on multiple factors.
Scheduling, in contrast, entails determining a set number of staff and type of staff for a future time period based on such factors as historical census numbers and anticipated surgical volumes. Each organization and unit may determine the time frame for which they schedule. Schedules may range from a 1-month to a 3-month schedule; in some cases, holiday schedules may be completed 6 to 12 months in advance. Direct-care nurses can affect the unit schedule through the unit’s shared governance or staffing committee.
Staffing levels can be determined in several ways, but none is sufficient on its own. (See the box below.)
Three staffing models
The three main models of nurse staffing are:
According to ANA, no single staffing model—patient acuity, budget-based, or nurse-patient ratio—is best for all settings and situations. Most organizations use a combination of methods and tailor the overall staffing approach to their specific needs. Concerns about safe staffing may arise when a purely financial approach is taken without considering such factors as acuity, outcomes, or research.
Commonly, the number of nursing hours per patient day (HPPD) or nursing hours divided by total patient days is used to determine staffing levels based on national or regional benchmarks. On a medical unit, total patient days reflects the average number of patients for a 24-hour period. Nursing hours refers to the total number of hours worked by all nurses on that unit for a given time period. This staffing model provides a snapshot of the overall day and shift, without concern for “churn” within the shift.
Staffing by nurse-patient ratio
The nurse-patient ratio model is based solely on the number of patients on a unit. A pure nurse-patient ratio approach to staffing might not take into account individual patient needs or nursing judgment. A hospital might use this model in conjunction with HPPD, where HPPD is converted to a ratio.
Be aware that although a nursing unit can stop admitting patients if it hits the maximum nurse-patient ratio, the hospital’s emergency department (ED) can’t stop accepting patients. Federal laws require hospitals to provide medical screening for patients who present to the ED. However, ED patients who need to be admitted to the hospital may have to remain in the ED if additional staff aren’t available on the unit. With a ratio-only staffing model, the minimum staffing level would then become the maximum staffing level.
Staffing by patient acuity
Acuity-based staffing considers patients’ level of care complexity. However, those responsible for staffing must consider more than just how long it takes to do certain nursing tasks, such as administer medication, perform assessment, or take vital signs. Breaking down nursing into these tasks runs the risk of undermining the full scope of nursing practice. Instead, acuity-based staffing should take into account the scope of nursing and the time needed to maintain standards of practice. It must give nurses time to perform all functions within their scope. A nurse who focuses only on assessments and interventions might underestimate the total amount of nursing care she needs to provide. Instead, she should consider each element within that scope so she can plan appropriately for the time needed to perform each element for every patient. (See the box below.)
Scope of nursing practice
The scope of nursing practice must be considered when determining staffing needs. According to the American Nurses Association, the scope of nursing practice includes:
Source: American Nurses Association. Nursing: Scope and Standards of Practice. 2nd ed. Silver Spring, MD: American Nurses Association; 2010.
Patient characteristics play a large role in acuity-based staffing. Not all patients with the same disease or disorder have the same needs. Individual differences can dramatically change the amount of time needed to plan a discharge or provide patient education. Patient characteristics to consider in acuity-based staffing include:
- severity of illness
- socioeconomic status
- ability to provide self-care
- anticipated length of stay
- family or other caregivers to include in patient education and care planning.
Scheduling by patient flow
Before reimbursement methods changed in the 1980s, nursing staffing in hospitals was based on the number of beds, not necessarily on whether those beds were being used. Nursing is a hospital’s single largest cost, so as reimbursement methods changed, administrators tried to control costs by matching nursing resources to the average census. This staffing method can cause problems when patient volumes peak above average. A 15% to 40% increase above the average census may be deemed a census peak. Research shows that in the surgical population, census increases up to 25% above an adequate staffing level subject all patients in the unit to a 7% increase in mortality risk; census increases over 25% lead to the addition of new patients with a 14% increase in mortality risk.
Staffing to the peak is too costly, staffing to the valleys isn’t safe, and staffing to the average census doesn’t take into account the peaks and valleys. The next logical step is to control for as much variation as possible by smoothing the peaks and valleys, by actively managing and eliminating as much variability as possible. Variability can be artificial or natural:
- Artificial variability is controlled by the hospital; for example, surgical schedules.
- Natural variability just happens, such as the flow of ED patients. It results from factors we can’t control—for instance, natural disasters, mass-casualty events, or a bad flu season.
Artificial flow can be managed to better meet the needs of unit and hospital staffing. This involves working with surgeons to schedule elective and nonemergency surgeries over the course of the week, not necessarily all within a few select days of the week.
Within natural variability are subsets, called clinical and professional variability. Clinical variability refers to the differences among patients, such as symptoms, diseases, and socioeconomic factors.
Direct-care nurses manage help clinical variability in several ways. One way may relate to how your unit and hospital are organized. You may have separate units for cardiac patients and orthopedic patients or a fast track in the ED to categorize patients by symptom acuity. Organizing patient assignments or attempting to cluster like patients on a unit can help decrease clinical variability. Typically, an RN patient assignment might include one patient with heart failure, one with pneumonia, and a new patient with diabetes on a medical unit. But it might be easier to have a patient assignment of all heart failure patients or all diabetes patients. While many factors need to be considered in managing RN patient assignments, assigning nurses to patients with similar disease processes brings clear benefits.
Finally, consider professional variability, which relates to how nurses, physicians, and others practice and show up to work. This variability affects the pace of a patient’s progress and the number and length of unnecessary delays a patient may experience. Professional variability encompasses staff skills, motivation, competing interests (such as mentoring nursing students), and variations in beliefs about best practices. For instance, the definition of evidence-based practice may differ among healthcare professionals.
Professional variability can have a negative effect on staffing and scheduling. It can be difficult to fulfill a standardized nursing and care delivery model if direct-care RNs have different skill sets, certifications, and abilities. While we can’t control how nurses are educated before they’re hired on a particular unit, we can have standards that all RNs on a unit must follow. Working to have a base set of clinical skills, certifications, and skill sets helps reduce professional variability so that staffing and scheduling produce more appropriate staffing levels.
Role of specialty organizations
Many nursing specialty organizations have developed position papers or guidelines for staffing and scheduling, which offer more precise ways to determine staffing based on the specific area of expertise. Usually, access to these documents is restricted to organization members, but in some cases, nonmembers can purchase the information from the organization’s website. (See the box below.)
Federal and state staffing requirement
The argument for better nurse staffing has led to federal and, in some cases, state regulatory requirements. Failure to comply with these requirements can lead to penalties. The Center for Medicare & Medicaid Services requires Medicare-participating hospitals to have adequate numbers of licensed RNs, licensed practical (vocational) nurses, and other personnel to provide nursing care to all patients as needed. Although this regulation addresses staffing, it’s open to a wide range of interpretations because it doesn’t quantify “adequate.” Hospitals can demonstrate they met the intent of the law in any way they choose. No indicator or benchmark exists for which all hospitals can claim they’re providing adequate nursing care.
Make sure you know your state’s requirements. Be aware that your unit and organization must meet the intent of the law. Don’t simply assume that they’re doing this or someone is monitoring whether they are. Issues commonly surface only after an employee, a patient, or a concerned family member files a complaint. In Oregon, for instance, violation of safe staffing regulations allows for civil penalties if a there’s reasonable belief that safe patient care has been or may be negatively affected. Financial penalties up to $5,000 may be assessed for lack of a written staffing plan, violation of the written staffing plan, lack of a nurse on the staffing committee, or failure to make a reasonable effort to get a replacement nurse.
According to ANA, the following states have enacted legislation around staffing as of early 2014.
- California, Connecticut, Illinois, Maine, Minnesota, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Rhode Island, Texas, Vermont, Washington, and the District of Columbia have enacted legislation or adopted regulations to address nurse staffing.
- Connecticut, Illinois, Nevada, Ohio, Oregon, Texas, and Washington require that hospitals have staffing committees responsible for plans and staffing policy.
- Illinois, New Jersey, New York, Rhode Island, and Vermont require some form of disclosure or public reporting regarding staffing.
California is the only state stipulating that nursing units must maintain a minimum nurse-to-patient ratio at all times. Hospital administrators, nurse managers, and nurses are wrestling with tough issues related to this law.
Role of direct-care nurses in unit staffing
A unit’s schedule may look good on paper, but it may not provide adequate staffing on the shift for which it’s needed. Staff calling off sick or floating to another unit, as well as fluctuations in patient flow, admissions, and discharges also can render a schedule inadequate. While those responsible for staffing might not always be able to control or predict needs, direct-care nurses can help by standardizing delivery of care and unit processes. Because they’re at the point of providing care, they’re well positioned to note problems and make suggestions for improved processes. Two major areas for process improvements are care delivery and patient flow.
Nursing delivery and care delivery models
Every hospital and every unit have a specific model for delivering nursing and care. Because of the high complexity of patient-care needs, different nursing delivery and care delivery models may exist within the same organization. After all, it doesn’t make sense for the medical-surgical unit to be structured like the labor and delivery unit, which has different nursing care requirements and different patient care goals. (See the box below.)
Examples of nursing and care delivery models
Nursing delivery models aren’t the same as care delivery models—but both are vital for adequate nurse staffing and delivery of high-quality patient care.
Nursing delivery models include:
Care delivery models include:
To promote continuous appropriate staffing, organizations optimally should use a consistent and standardized structure. Do you want to practice in a nursing or care delivery model that differs from day to day or shift to shift? If you practice with a mix of RNs, licensed practical nurses (LPNs), and unlicensed assistive personnel, staffing and scheduling issues may mean different models are used daily. For example, the staff may be all-RN one day but all-RN plus one LPN the next.
It’s hard to use a primary-care model when a unit isn’t always staffed by RNs only. If this is happening on your unit, your nursing or care delivery model is inconsistent and not standardized, which may be confusing to you and your colleagues. Direct-care RNs run the risk of becoming task oriented when the nursing and care delivery models aren’t consistent, as the consistent components usually are patient assessment and medication administration. Confusion about individual roles and responsibilities in providing care may lead to inconsistent outcomes.
Staffing committees and plans
In some states, healthcare organizations and units are required to have a staffing plan or committee. But even if your state doesn’t require these, having a staffing committee is a good way to provide a collaborative approach to staffing. Typically, a staffing committee oversees the process or gives input on unit scheduling and staffing policies and procedures; this may include development of a staffing plan.
A staffing plan is a unit- and shift-specific plan that sets nurse staffing levels based on patient acuity and needs at any given time, available support staff, technology, and the care delivery model. Staffing plans help reduce variability and build standardization of care into the unit. They provide a means to communicate specifics about staffing and scheduling. The staffing committee might make decisions on holiday schedules, vacations, trading shifts, low census, and different shift lengths and start times. Every unit should have policies on these issues so all nurses are aware of the standard and can uphold the standard the same way. Adhering to the policy limits the risk of one staff member receiving special treatment.
Think outside the box
Nurses should understand the role and scope of other disciplines on their unit and in their organization. This understanding should continue to drive the evolution of a unit’s nursing and care delivery models and clarify which type of clinician might be best for a specific aspect of a patient’s care. Understanding others’ roles provides insight into who can best perform a particular task and how it could be redesigned to be more efficient and effective. For example, in some units, clinical nurse specialists are used as nurse educators, which fails to take advantage of the full scope of their advanced practice. Also, many nurses perform medication reconciliation even though a pharmacist or pharmacy technician could perform this task instead. Making these changes can improve a unit’s work flow and influence nurses’ ability to practice within the full scope of their practice.
With pressure building to decrease healthcare costs, nurse researchers already have shown the impact of staffing on patient outcomes through research and the use of nursing-sensitive indicators. As a direct-care nurse, you should know how your care is being measured and how the combined patient outcomes of your organization’s nursing units are being measured. Also check unit outcomes as they relate to nurse staffing; in many cases, such data are used to justify improved staffing levels.
Many indicators are sensitive to nursing care and can be influenced by appropriate or inappropriate nurse staffing. Nursing-sensitive indicators affected by staffing include:
- catheter-associated urinary tract infections
- patient falls
- pressure ulcers
- I.V. infiltrations
- nosocomial infections
- patient restraint use
- pain management
- upper GI bleeding
- failure to rescue
- longer lengths of stay
- 30-day mortality.
The Agency for Healthcare Research and Quality funded multiple studies focusing on nurse staffing and outcomes, and published the findings almost a decade ago. Today, no one should doubt that nurse staffing affects patient outcomes. Staffing and scheduling are complicated processes that need to involve not only managers and staffers but direct-care RNs as well. With their wealth of knowledge about clinical care, these nurses can provide invaluable knowledge that can improve care, processes, and quality. Remember—as a direct-nurse, you’re not “just a nurse.”
Jennifer Mensik is a consultant and writer based in Phoenix, Arizona. The author of The Nurse Manager’s Guide to Innovative Staffing, she is the second vice president of the American Nurses Association.
Aiken LH, Clarke CP, Sloane DM, et al. Hospital nurse staffing and patient mortality, nurse burnout, and job dissatisfaction. JAMA. 2002;288(16):1987:93.
American Nurses Association. ANA’s Principles for Nurse Staffing. 2nd ed. Silver Spring, MD: American Nurses Association; 2012.
American Nurses Association. Nursing: Scope and Standards of Practice. 2nd ed. Silver Spring, MD: American Nurses Association; 2010.
American Nurses Association. Nursing’s Social Policy Statement: The Essence of the Profession. 3rd ed. Silver Spring, MD: American Nurses Association; 2010.
Litvak E, Buerhaus PI, Davidoff F, et al. Managing unnecessary variability in patient demand to reduce nursing stress and improve patient safety. Jt Comm J Qual Patient Saf. 2005;31(6):330-8.
Litvak E, Vaswani SG, Long MC, et al. Managing variability in healthcare delivery. In: Yong PL, Olsen LA, eds. Roundtable on Evidence-Based Medicine; Institute of Medicine. The Healthcare Imperative: Lowering Costs and Improving Outcomes; 2010: Workshop Series Summary. Washington, DC: National Academics Press; 2010.
Mensik J. The Nurse Manager’s Guide to Innovative Staffing. Indianapolis, IN: Sigma Theta Tau International; 2013.
Post-test: What every nurse should know about staffing
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None of this matters when the hospital where you work has enforced a set number of nurses and techs for each unit regardless of pt acuity.
But thank you for the excellent info.
Until you actually staff and schedule 2400 nurses it is difficult to grasp this concept. What I believe needs to be in every nurse orientation and continuing education classes is the impact that poor staffing can mean to patient outcomes. It may be simple math to determine how many nurses are required shift by shift to work but until “ human behavior” is added to the equation you will always have the perception that inadequate staffing is a problem in the acute and long term care environments. An absent team member, a difficult team member, a tired team member or a demanding doctor can make the environment unbearable. When we focus on caring for each other, staffing will not be the shiny object or what we like to blame for poor care. This antiquated method of HPPD staffing has to change. Let’s spend monies on team work!
The knowledge on the three staffing models is very useful to all nurses and it would extend to all kinds of staffing even not to nurses. Thank you for sharing.
Actually this article is great overall .but I want to know how many senior staff and sn3 is needed for each specialty like general medical,ICU.CCU.GS…..
What is the criteria to keep these number of staff for each specialty.
I am doing an article about middle range theory and staffing ratio. I am having difficulty in picking which theory discuss short staffing. Any ideas or insights?
I like how you said that nurses have a professional duty to be knowledgeable about staffing as part of their responsibility to patients. I work on the nursing staff at a small hospital. Thanks for the tips on what every nurse should know about staffing.
I am glad you mentioned using a scheduling by patient flow method. I work as a nursing assistant at the hospital and we always have to call staffing to send us extra on-call nurses. I appreciate the information on what nurses should know about staffing.
I didn’t realize that there were so many ways that nurse staffing could be handled, but your article raises several good points. After all, it does make sense that you would want a nurse-patient ratio sometimes and other times you might just want to go budget based. It all really depends on how many people need care and at what level of care do those people need.
THANK YOU IT WAS VERY USEFUL FOR ME!